西部材料:2016年第三季度报告摘要

公告日期 2016-10-27

                
西部金属材料股份有限公司 

   2016 年第三季度报告                                                             1 
                     西部金属材料股份有限公司 2016 年第三季度报告全文 

                         第一节 重要提示 


    公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 

实、准确、完整,不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和 

连带的法律责任。 

    所有董事均已出席了审议本次季报的董事会会议。 

    公司负责人巨建辉、主管会计工作负责人顾亮及会计机构负责人(会计主管 

人员)刘咏声明:保证季度报告中财务报表的真实、准确、完整。 

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                股份有限公司 2016 年第三季度报告 


                             第二节 主要财务数据及股东变化 

一、主要会计数据和财务指标 

公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 
□ 是 √ 否 

                   本报告期末                          上年度末               本报告期末比上年度末增减 

总资产(元)                                 3,579,121,972.30                2,866,693,572.41                          24.85%

归属于上市公司股东的净资产 
                                             1,691,635,325.22                    763,749,347.96                       121.49%
(元) 

                                                        本报告期比上年同期                                 年初至报告期末比上 
                                     本报告期                                      年初至报告期末 
                                                                增减                                           年同期增减 

营业收入(元)                       322,170,996.22                     29.91%         917,665,274.78                  13.82%

归属于上市公司股东的净利润 
                                       3,432,208.52                    137.28%           8,446,030.39                 112.56%
(元) 

归属于上市公司股东的扣除非经 
                                       -3,355,263.70                    83.62%          -5,624,803.13                  92.99%
常性损益的净利润(元) 

经营活动产生的现金流量净额 
                                        --                       --                    -82,598,757.00                -177.53% 
(元) 

基本每股收益(元/股)                          0.0172                  121.13%                    0.0461              111.98% 

稀释每股收益(元/股)                          0.0172                  121.13%                    0.0461              111.98% 

加权平均净资产收益率                            0.25%                    1.98%                    0.87%                 8.82% 
                                                                                                                    单位:元 

                 项目                           年初至报告期期末金额 

非流动资产处置损益(包括已计提资产减值准备的冲销部分)                                                              -145,642.88 

计入当期损益的政府补助(与企业业务密切相关,按照国家统一标准 
                                                                                                                  25,834,745.53
定额或定量享受的政府补助除外) 

除上述各项之外的其他营业外收入和支出                                                                                465,677.47 

减:所得税影响额                                                                                                   4,558,357.65 

     少数股东权益影响额(税后)                                                                                    7,525,588.95 

合计                                                                                                              14,070,833.52

公司报告期不存在将根据《公开发行证券的公司信息披露解释性公告第 1 号——非经常性损益》定义、列举的非经常性损益 
项目界定为经常性损益的项目的情形。 




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                   西部金属材料股份有限公司 2016 年第三季度报告 


二、报告期末股东总数及前十名股东持股情况表 

1、普通股股东和表决权恢复的优先股股东数量及前 10 名股东持股情况表 

                                                                                                                单位:股 

                                                            报告期末表决权恢复的优先 
报告期末普通股股东总数                             11,055                                                               0 
                                                            股股东总数(如有) 

                                               前 10 名股东持股情况 

                                                                                      持有有限售条    质押或冻结情况 
            股东名称                    股东性质      持股比例         持股数量 
                                                                                      件的股份数量 股份状态      数量 

西北有色金属研究院                 国有法人                 28.89%       61,454,994              0 

西安航天科技工业公司               国有法人                 12.54%       26,663,440              0 

第一创业证券-国信证券-共盈大岩 
                                   其他                     3.58%         7,612,834       7,611,334 
量化定增集合资产管理计划 

中国建设银行股份有限公司-银华核 
                                   其他                     2.16%         4,588,664              0 
心价值优选混合型证券投资基金 

中国农业银行股份有限公司-南方改 
                                   其他                     1.88%         4,000,000              0 
革机遇灵活配置混合型证券投资基金 

中央汇金资产管理有限责任公司       国有法人                 1.87%         3,975,600              0 

西藏中昇信投资管理有限公司         其他                     1.81%         3,846,153       3,846,153 冻结       3,846,153 

南方基金-建设银行-中国人寿-中 
                                   其他                     1.79%         3,812,059       3,810,526 
国人寿委托南方基金混合型组合 

宝盈基金-民生银行-宝盈行健定增 
                                   其他                     1.16%         2,477,733       2,477,733 
2 号分级特定多客户资产管理计划 

中国农业银行股份有限公司-工银瑞 
                                   其他                     1.14%         2,418,834              0 
信信息产业混合型证券投资基金 

                                          前 10 名无限售条件股东持股情况 

                                                                       持有无限售条               股份种类 
                             股东名称 
                                                                        件股份数量        股份种类           数量 

西北有色金属研究院                                                         61,454,994 人民币普通股            61,454,994 

西安航天科技工业公司                                                       26,663,440 人民币普通股            26,663,440 

中国建设银行股份有限公司-银华核心价值优选混合型证券投资基金                4,588,664 人民币普通股             4,588,664 

中国农业银行股份有限公司-南方改革机遇灵活配置混合型证券投资 
                                                                            4,000,000 人民币普通股             4,000,000 
基金 

中央汇金资产管理有限责任公司                                                3,975,600 人民币普通股             3,975,600 

中国农业银行股份有限公司-工银瑞信信息产业混合型证券投资基金                2,418,834 人民币普通股             2,418,834 

交通银行股份有限公司-工银瑞信互联网加股票型证券投资基金                    2,012,915 人民币普通股             2,012,915 



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                                                             西部金属材料股份有限公司 2016 年第三季度报告全文 


华宝信托有限责任公司-“华宝丰进”33 号单一资金信托                  1,470,017 人民币普通股        1,470,017 

中国银行股份有限公司-银华领先策略混合型证券投资基金                 1,352,864 人民币普通股        1,352,864 

中国建设银行股份有限公司-工银瑞信稳健成长混合型证券投资基金         1,276,417 人民币普通股        1,276,417 

上述股东关联关系或一致行动的说明                               未知上述股东是否存在关联关系或一致行动。 

前 10 名普通股股东参与融资融券业务情况说明(如有)             无 

公司前 10 名普通股股东、前 10 名无限售条件普通股股东在报告期内未进行约定购回交易。 


2、公司优先股股东总数及前 10 名优先股股东持股情况表 

不适用 




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                                                                       西部金属材料股份有限公司 2016 年第三季度报告全文 




                                              第三节 重要事项 

一、报告期主要会计报表项目、财务指标发生变动的情况及原因 

(一)资产负债表项目 
       资     产          期末余额         期初余额        增减比例                      变动原因 
       货币资金        662,892,433.14    245,230,218.01     170.31%     本年度完成非公开发行收到募集资金款所致。 
       应收账款        417,165,769.27    275,864,246.50     51.22%      主要由于本期销售增加且回款相对滞后所致。 
       预付款项         61,734,661.92    14,137,097.95      336.69%     公司预付采购原料款增加所致。 
     其他流动资产       22,518,835.32    16,545,025.12      36.11%      留抵增值税进项税额增加所致。 
       工程物资               0           8,435,897.44      -100.00% 工程物资转固所致。 
                                                                        公司在钛合金及核电用稀贵材料方面研发项目 
       开发支出         45,266,981.06    12,737,636.40      255.38% 
                                                                        投入增加所致。 
       短期借款        358,000,000.00    696,240,000.00     -48.58%     公司利用部分募集资金偿还短期借款所致。 
       应付票据        117,931,857.80    62,000,000.00      90.21%      本期以银行承兑汇票支付货款增加所致。 
       应付利息         32,656,648.25     5,679,055.64      475.04%     中期票据及私募债计提的利息增加所致。 
       长期借款               0          33,500,000.00      -100.00% 公司利用部分募集资金偿还长期借款所致。 
      长期应付款        19,000,000.00    14,000,000.00      35.71%      收到政府补贴(无息)所致。 
       资本公积        1,457,538,406.55 577,303,912.15      152.47%     本年度完成非公开发行股本溢价所致。 


(二)利润表项目 
            项目          本期发生额     上期发生额       增减比例                       变动原因 
                                                                      主要是部分子公司缴纳增值税增加而导致附加税 
     营业税金及附加       3,427,405.89   2,386,387.92     43.62% 
                                                                      增加所致。 
                                                                      主要由应收账款增加而计提的坏账准备增加所 
      资产减值损失       18,549,986.11   6,074,346.52     205.38% 
                                                                      致。 
        利润总额         29,745,665.89 -63,304,454.66     146.99%     一是转型升级不断见效,产品结构持续优化,高 
       所得税费用         6,794,778.85   -1,993,948.88    440.77%     附加值产品占收入比提升较大;二是由于持股比 

         净利润          22,950,887.04 -61,310,505.79     137.43%     例发生变化,对西部钛业的亏损本年度按51%比例 
                                                                      计算,而上年1月-7月按100%计算;三是银行借款 
     归属母公司所有 
                          8,446,030.39 -67,233,163.37     112.56%     利率下降以及利用募集资金补充流动资金、偿还 
        者净利润 
                                                                      银行借款减少财务费用。 
      少数股东损益       14,504,856.65   5,922,657.59     144.90% 


(三)现金流量表项目 
              项目            本期发生额     上期发生额      增减比例                     变动原因 
     经营活动产生的现金 
                             -82,598,757.00 -29,762,530.15 -177.53% 主要是回款多为票据且应收账款增加所致。 
            流量净额 
     筹资活动产生的现金 
                             519,825,925.71 28,685,578.67 1712.15% 本年度完成非公开发行收到募集资金款所致。 
            流量净额 



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                                                                 西部金属材料股份有限公司 2016 年第三季度报告全文 


二、重要事项进展情况及其影响和解决方案的分析说明 

    (一)西部材料非公开发行股票事项 

    公司于2016年7月8日收到中国证券监督管理委员会《关于核准西部金属材料股份有限公司非公开发行股票的批复》(证 

监许可[2016]1059号文)。公司于2016年8月上旬完成非公开发行股票工作,本次发行新股3807.7万股,发行价格24.7元/股, 

募集资金总额9.405亿元。公司于7月27日收到上述资金,新增股份于8月11日上市。 

    (二)子公司西部钛业增资事项 

    2015年7月15日,公司第五届董事会第十七次会议审议通过了《关于全资子公司西部钛业有限责任公司增资的议案》, 

西部钛业注册资本从9000万元增加到25000万元,新进股东为北京晟弘凯恩投资有限公司(以下简称凯恩投资)和西部钛业 

核心管理、技术人员,西部材料持股比例由100%下降至51%,详见公司于2015年7月17日在巨潮资讯网披露的《关于全资子 

公司西部钛业有限责任公司增资的公告》(2015-038)。2015年12月,凯恩投资将其未缴纳的3070万元增资认购权让渡给西 

安长泰实业有限公司,截止本报告披露日,新进股东凯恩投资尚有3000万元出资未到位。 

              重要事项概述                            披露日期                    临时报告披露网站查询索引 

                                                                             详见公司于 2016 年 8 月 10 日在巨潮资
公司非公开发行股票相关事宜             2016 年 08 月 10 日 
                                                                             讯网披露的非公开发行股票相关公告。 

                                                                             详见公司于 2015 年 7 月 17 日在巨潮资
子公司西部钛业增资事项                 2015 年 07 月 17 日 
                                                                             讯网披露的子公司增资相关公告。 


三、公司、股东、实际控制人、收购人、董事、监事、高级管理人员或其他关联方在报告期 
内履行完毕及截至报告期末尚未履行完毕的承诺事项 

                                                                                                     承诺 
   承诺事由             承诺方               承诺类型                承诺内容            承诺时间           履行情况 
                                                                                                     期限 

                                                                                                            截止目前 
                                       关于同业竞争、关联 不直接或间接从事与本公司                          未发生违 
                                                                                        2007 年 08 
                西北有色金属研究院     交易、资金占用方面 主营业务相同或相似的生产                   长期   反相关承 
                                                                                        月 10 日 
                                       的承诺                经营和销售。                                   诺的事
                                                                                                            项。 

                                                                                        2016 年 08          正常履行 
首次公开发行    南方基金管理有限公司   股份限售承诺          1.本公司同意自西部材料本                一年 
或再融资时所                                                                            月 11 日            中 
                                                             次发行结束之日(指本次发 
作承诺                                                       行的股份上市之日)起,12 2016 年 08            正常履行 
                宝盈基金管理有限公司   股份限售承诺                                                  一年 
                                                             个月内不转让本次认购的股 月 11 日              中 

                                                             份,并委托西部材料董事会 2016 年 08            正常履行 
                财通基金管理有限公司   股份限售承诺                                                  一年 
                                                             向中国证券登记结算有限责 月 11 日              中 
                                                             任公司深圳分公司申请对本 
                第一创业证券股份有限                                                    2016 年 08          正常履行 
                                       股份限售承诺          公司上述认购股份办理锁定                一年 
                公司                                                                    月 11 日            中 



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                                                               西部金属材料股份有限公司 2016 年第三季度报告全文 


                 平安大华基金管理有限                     手续,以保证本公司持有的 2016 年 08            正常履行 
                                        股份限售承诺                                              一年 
                 公司                                     上述股份自本次发行结束之 月 11 日              中 
                                                          日起 12 个月内不转让。2.本 
                 西藏中昇信投资管理有                                                2016 年 08          正常履行 
                                        股份限售承诺      公司保证在不履行或不完全                一年 
                 限公司                                                              月 11 日            中 
                                                          履行承诺时,赔偿其他股东 
                                                          因此而遭受的损失。如有违 
                                                          反承诺的卖出交易,本公司 
                                                          将授权登记结算公司将卖出 
                                                                                     2016 年 08          正常履行 
                 信诚基金管理有限公司   股份限售承诺      资金划入上市公司账户归全                一年 
                                                                                    月 11 日             中 
                                                          体股东所有。3.本公司声明: 
                                                          将忠实履行承诺,承担相应 
                                                          的法律责任。 

承诺是否按时 
                 是 
履行 

如承诺超期未 
履行完毕的,应 
当详细说明未 
                 不适用 
完成履行的具 
体原因及下一 
步的工作计划 


四、对 2016 年度经营业绩的预计 

2016 年度预计的经营业绩情况:与上年同期相比扭亏为盈 

2016 年度净利润与上年同期相比扭亏为盈(万元)                        2,000    至                              3,000 

2015 年度归属于上市公司股东的净利润(万元)                                                        -132,311,026.66

                                               一是转型升级不断见效,产品结构持续优化,高附加值产品占收入比提 
                                               升较大;二是由于持股比例发生变化,对西部钛业的亏损本年度按 51% 
业绩变动的原因说明 
                                               比例计算,而上年 1 月-7 月按 100%计算;三是银行借款利率下降以及 
                                               利用募集资金补充流动资金、偿还银行借款减少财务费用。 


五、以公允价值计量的金融资产 

不适用 


六、违规对外担保情况 

公司报告期无违规对外担保情况。 


七、控股股东及其关联方对上市公司的非经营性占用资金情况 

公司报告期不存在控股股东及其关联方对上市公司的非经营性占用资金。 



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                                                    西部金属材料股份有限公司 2016 年第三季度报告全文 


八、报告期内接待调研、沟通、采访等活动登记表 

        接待时间             接待方式          接待对象类型             调研的基本情况索引 

2016 年 09 月 06 日   实地调研          机构                     了解公司生产经营情况及发展前景等。 

2016 年 09 月 13 日   实地调研          机构                     了解公司生产经营情况及发展前景等。 

2016 年 09 月 26 日   实地调研          机构                     了解公司生产经营情况及发展前景等。 




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                                                        西部金属材料股份有限公司 2016 年第三季度报告全文 




                                     第四节 财务报表 

一、财务报表 

1、合并资产负债表 

编制单位:西部金属材料股份有限公司 
                                       2016 年 09 月 30 日 
                                                                                                  单位:元 

                 项目                       期末余额                              期初余额 

流动资产: 

    货币资金                                            662,892,433.14                    245,230,218.01 

    结算备付金 

    拆出资金 

    以公允价值计量且其变动计入当期 
损益的金融资产 

    衍生金融资产 

    应收票据                                             67,185,054.54                       87,845,865.56 

    应收账款                                            417,165,769.27                    275,864,246.50 

    预付款项                                             61,734,661.92                       14,137,097.95 

    应收保费 

    应收分保账款 

    应收分保合同准备金 

    应收利息 

    应收股利 

    其他应收款                                               8,848,406.86                    10,764,272.50 

    买入返售金融资产 

    存货                                                592,055,913.20                    495,630,397.72 

    划分为持有待售的资产 

    一年内到期的非流动资产 

    其他流动资产                                         22,518,835.32                       16,545,025.12 

流动资产合计                                           1,832,401,074.25                 1,146,017,123.36 

非流动资产: 

    发放贷款及垫款 



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                                      西部金属材料股份有限公司 2016 年第三季度报告全文 


    可供出售金融资产                   19,440,000.00                     19,440,000.00 

    持有至到期投资 

    长期应收款 

    长期股权投资 

    投资性房地产                         5,270,448.71                     5,403,003.32 

    固定资产                         1,286,877,045.88                 1,278,347,992.69 

    在建工程                           65,408,988.09                     75,870,012.03 

    工程物资                                                              8,435,897.44 

    固定资产清理 

    生产性生物资产 

    油气资产 

    无形资产                          225,340,374.17                    218,225,354.53 

    开发支出                           45,266,981.06                     12,737,636.40 

    商誉 

    长期待摊费用                         2,761,067.43                     2,639,191.77 

    递延所得税资产                     67,739,402.56                     65,577,700.62 

    其他非流动资产                     28,616,590.15                     33,999,660.25 

非流动资产合计                       1,746,720,898.05                 1,720,676,449.05 

资产总计                             3,579,121,972.30                 2,866,693,572.41 

流动负债: 

    短期借款                          358,000,000.00                    696,240,000.00 

    向中央银行借款 

    吸收存款及同业存放 

    拆入资金 

    以公允价值计量且其变动计入当期 
损益的金融负债 

    衍生金融负债 

    应付票据                          117,931,857.80                     62,000,000.00 

    应付账款                          293,920,225.91                    241,728,018.63 

    预收款项                           35,095,828.58                     28,408,920.51 

    卖出回购金融资产款 

    应付手续费及佣金 

    应付职工薪酬                       27,979,275.52                     34,111,456.81 

    应交税费                           11,559,250.02                      9,649,564.00 




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                              西部金属材料股份有限公司 2016 年第三季度报告全文 


    应付利息                   32,656,648.25                      5,679,055.64 

    应付股利 

    其他应付款                 21,032,577.68                     19,483,457.14 

    应付分保账款 

    保险合同准备金 

    代理买卖证券款 

    代理承销证券款 

    划分为持有待售的负债 

    一年内到期的非流动负债    500,000,000.00                    500,000,000.00 

    其他流动负债 

流动负债合计                 1,398,175,663.76                 1,597,300,472.73 

非流动负债: 

    长期借款                                                     33,500,000.00 

    应付债券 

      其中:优先股 

               永续债 

    长期应付款                 19,000,000.00                     14,000,000.00 

    长期应付职工薪酬 

    专项应付款 

    预计负债 

    递延收益                  243,599,626.22                    234,168,111.75 

    递延所得税负债               3,403,199.09                     3,465,075.44 

    其他非流动负债 

非流动负债合计                266,002,825.31                    285,133,187.19 

负债合计                     1,664,178,489.07                 1,882,433,659.92 

所有者权益: 

    股本                      212,707,137.00                    174,630,000.00 

    其他权益工具 

      其中:优先股 

               永续债 

    资本公积                 1,457,538,406.55                   577,303,912.15 

    减:库存股 

    其他综合收益 

    专项储备                     8,961,824.04                     7,833,508.57 



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                                                           西部金属材料股份有限公司 2016 年第三季度报告全文 


    盈余公积                                                   33,735,265.95                    33,735,265.95 

    一般风险准备 

    未分配利润                                              -21,307,308.32                      -29,753,338.71 

归属于母公司所有者权益合计                                1,691,635,325.22                   763,749,347.96 

    少数股东权益                                           223,308,158.01                    220,510,564.53 

所有者权益合计                                            1,914,943,483.23                   984,259,912.49 

负债和所有者权益总计                                      3,579,121,972.30                 2,866,693,572.41 


法定代表人:巨建辉                     主管会计工作负责人:顾亮                      会计机构负责人:刘咏 


2、母公司资产负债表 

                                                                                                      单位:元 

                     项目                           期末余额                         期初余额 

流动资产: 

    货币资金                                               478,569,944.16                       69,393,362.55 

    以公允价值计量且其变动计入当期损益的 
金融资产 

    衍生金融资产 

    应收票据                                                    2,100,717.50                     5,931,187.55 

    应收账款                                                   36,395,834.01                    34,976,176.29 

    预付款项                                                      218,729.24                       121,453.64 

    应收利息 

    应收股利                                                   17,250,000.00 

    其他应收款                                             806,495,313.20                    482,710,913.42 

    存货                                                        4,738,308.12                       818,929.80 

    划分为持有待售的资产 

    一年内到期的非流动资产 

    其他流动资产                                           212,765,931.54                        3,977,120.51 

流动资产合计                                              1,558,534,777.77                   597,929,143.76 

非流动资产: 

    可供出售金融资产 

    持有至到期投资 

    长期应收款 

    长期股权投资                                           371,454,624.09                    371,454,624.09 

    投资性房地产                                                5,270,448.71                     5,403,003.32 


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                                            西部金属材料股份有限公司 2016 年第三季度报告全文 


    固定资产                                677,228,933.43                    691,850,320.61 

    在建工程                                    798,714.51 

    工程物资                                           0.00                     8,435,897.44 

    固定资产清理 

    生产性生物资产 

    油气资产 

    无形资产                                 16,015,389.08                     17,405,393.67 

    开发支出                                    412,495.33                         16,910.52 

    商誉 

    长期待摊费用                                734,711.54                        932,859.11 

    递延所得税资产                           38,901,941.76                     32,763,403.37 

    其他非流动资产                           23,055,678.00                      2,043,110.00 

非流动资产合计                             1,133,872,936.45                 1,130,305,522.13 

资产总计                                   2,692,407,714.22                 1,728,234,665.89 

流动负债: 

    短期借款                                200,000,000.00                    225,240,000.00 

    以公允价值计量且其变动计入当期损益的 
金融负债 

    衍生金融负债 

    应付票据                                 76,660,000.00                     42,000,000.00 

    应付账款                                 14,292,439.06                     20,048,115.16 

    预收款项                                   4,561,197.17                     6,324,295.50 

    应付职工薪酬                               2,785,554.17                     6,698,389.41 

    应交税费                                   1,229,994.19                     1,486,074.61 

    应付利息                                 31,386,277.42                      5,211,277.44 

    应付股利 

    其他应付款                               48,431,363.11                     43,675,254.09 

    划分为持有待售的负债 

    一年内到期的非流动负债                  500,000,000.00                    500,000,000.00 

    其他流动负债 

流动负债合计                                879,346,825.12                    850,683,406.21 

非流动负债: 

    长期借款 

    应付债券